Managed Buy and Sell Programs for Businesses

Alternative Capital. Structured Responsibly.

What do you do when banks say no, private equity wants your company, and traditional channels don’t fit your needs?

The AltFunds Global Managed Buy-Sell Program is designed for businesses that require large-scale capital but seek a path that is neither a bank loan nor the sale of equity.

This is not a public investment, not a securities offering, and not a loan issued by AltFunds Global.

Instead, it is a private advisory and facilitation service. Our role is to help qualified businesses prepare documentation, apparent compliance, and access introductions to regulated institutional counterparties who may be able to structure capital placements.

Liquidity may be created through buy/sell transactions involving financial instruments issued and monetized by those third-party institutions. If approved, capital may be made available via limited or full recourse agreements — always subject to the counterparty’s terms and discretion.

⚠️ Important: AltFunds Global does not issue instruments, provide financing, or handle client funds. We facilitate the process and manage the client-side documentation.

Expansion Without Equity Dilution

A mid-sized European industrial firm needed expansion capital. Banks delayed the process, demanding collateral that the company didn’t want to pledge. Private equity offered cash — but only in exchange for control.

Through an independent introduction, the firm engaged a regulated institutional counterparty using a structured buy-sell model. After compliance and structuring, capital was provided through a limited recourse agreement, allowing the company to grow without relinquishing ownership.

⚠️ This case is illustrative only. It does not imply any direct relationship with AltFunds Global and does not guarantee outcomes.

What This Is—and Isn’t

This program is:

• A capital facilitation and advisory service for businesses with large-scale funding needs

• Structured via introductions to regulated counterparties

• Driven by compliance, documentation, and discretion

This program is not:

• A public offering or securities sale

• A pooled fund or investment product

• A loan issued by AltFunds Global

Who This Is For

Participants must demonstrate readiness and capacity:

• Accredited Investor status (SEC Rule 501, NI 45-106, or equivalent jurisdictional standard)

• Net worth of at least USD 10 million (excluding primary residence)

• Capital requirements of USD 10 million+, supported by a business plan

• Liquidity of at least USD 1.7 million, verified by third parties.

• Completed KYC, CIS, and due diligence documentation

A Blue Ocean Approach to Capital

Unlike banks that demand collateral and private equity that demands ownership, our Managed Buy-Sell Program exists in a third lane:

• No equity dilution — You remain in control of your business.

• No traditional amortization or covenants — Structures may avoid the rigid terms of bank loans

• Counterparty-driven flexibility — Access structured arrangements tailored to project needs

• Confidential and compliance-led — A process built for discretion, documentation, and trust

• Strategic support — Ideal for expansion, recapitalization, or acquisitions

This is capital facilitation that recognizes your strength and respects your independence.

From Eligibility to Counterparty Engagement

1. Confidential Consultation with AltFunds Global

2. Submit Documentation (KYC, CIS, Proof of Funds, and business plan)

3. Compliance & Eligibility Review

4. Introduction to Counterparty — only regulated institutions

5. Counterparty Due Diligence & Structuring

6. Potential Disbursement — If approved, capital may be released under limited or full recourse agreements

⚠️ AltFunds Global does not act as a custodian, lender, or intermediary. All decisions rest with the counterparty.

• Completed KYC/CIS forms

• Signed NDA/NCA agreement

• Proof of Funds (minimum USD 1.7 million)

• Detailed business plan (minimum USD 10 million capital requirement)

• Joint Venture Agreement (JVA)

Escrow-Based and Transparent

• Escrow Requirement: Clients place USD 100,000 into escrow. These funds cover underwriting, compliance reviews, and professional services. The escrow agent disburses payments to AFG, brokers, and other authorized providers.

• Success Fee: AltFunds Global receives 20% of successful proceeds, payable only after execution.

• Third-Party Costs: Independent legal, escrow, or compliance services may carry separate costs.

⚠️ AFG never directly holds client funds. All fees are managed via escrow.

Documented and Compliant Referral Model

• 10% of AFG’s 20% success fee for direct referrals

• 5% of AFG’s 20% success fee for broker JV referrals

All broker arrangements are pre-approved and fully documented to ensure compliance with relevant regulations.

Dependent on Documentation and Counterparty

Processes typically range from 60–360 days, but all timing depends on:

• The completeness of client documentation

• Verification of net worth and liquidity

• Complexity of the project funding request

• The counterparty’s internal compliance and approval process

⚠️ No timelines are guaranteed. Decisions and timing rest solely with counterparties.

Myth 1: AltFunds Global provides the financing.
Reality: We do not lend, issue instruments, or manage client funds. We provide documentation support and introductions only.

Myth 2: Outcomes are guaranteed.
Reality: They are not. The counterparty makes every decision.

Myth 3: This is an investment product.
Reality: It is not. This program provides advisory and facilitation services, not securities transactions.

Myth 4: Timelines are fixed.
Reality: They are not. Timing depends entirely on the client’s paperwork, financial verification, and the counterparty’s process.

Myth 5: Programs like this are opaque or risky.
Reality: Many can be. That’s why AFG insists on escrow, documented fees, compliance checks, and introductions only to regulated counterparties.

AltFunds Global is a private Swiss-based advisory firm operating under private law.
We are not a bank, securities dealer, or regulated financial intermediary.

We do not:

• Offer or broker securities

• Accept or manage client funds.

• Provide regulated financial products.

This program is:

• For sophisticated, self-directed parties only

• Governed by Swiss AMLA & international KYC/AML standards

Participation involves risk. This page is for informational purposes only and is not an offer or solicitation. Clients should seek independent legal and financial advice before proceeding.